332 lines
14 KiB
XML
332 lines
14 KiB
XML
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<?xml version="1.0" encoding="ISO-8859-1"?>
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<!--
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Description Part XVIII Return Data Element Types
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Version#: 1.18 (version #.yy)
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-->
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<xsd:schema xmlns:xsd="http://www.w3.org/2001/XMLSchema" xmlns:ccms="http://www.cra-arc.gc.ca/xmlns/ccms/1-0-0" xmlns:sdt="http://www.cra-arc.gc.ca/xmlns/sdt/2-2-0">
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<xsd:import namespace="http://www.cra-arc.gc.ca/xmlns/sdt/2-2-0" schemaLocation="standarddatatypes.xsd"/>
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<xsd:import namespace="http://www.cra-arc.gc.ca/xmlns/ccms/1-0-0" schemaLocation="cracommonstructures.xsd"/>
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<xsd:include schemaLocation="simple.xsd"/>
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<xsd:include schemaLocation="lemmcommontypes.xsd"/>
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<!-- P18 Slip -->
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<xsd:complexType name="PartXVIIISlipType">
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<xsd:sequence>
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<xsd:element name="DocumentSpecification" type="P18SlipDocSpecType"/>
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<xsd:element name="ClientAccountNumber" type="P18ClientAccountNumberType"/>
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<xsd:element name="ClientAccountNumberTypeCode" type="indicator1-5Type" minOccurs="0"/>
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<xsd:element name="ClosedClientAccountIndicator" type="indicatorYesNoType" minOccurs="0"/>
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<xsd:element name="AccountHolder" type="P18AccountHolderType"/>
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<xsd:element name="AccountBalanceAmount" type="Decimal15AmountType"/>
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<xsd:element ref="AccountPaymentAmount" minOccurs="0"/>
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<xsd:element ref="AccountCurrencyTypeCode"/>
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</xsd:sequence>
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</xsd:complexType>
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<xsd:element name="AccountPaymentAmount" type="AccountPaymentAmountType" />
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<xsd:element name="AccountCurrencyTypeCode" type="CurrencyCodeType"/>
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<xsd:simpleType name="P18SlipDocRefIdType">
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<xsd:annotation>
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<xsd:documentation>Format: CA-YY-BN15-SL-SEQ#, e.g. CA-16-123456789RZ0001-SL-123456789</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:NumberType">
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<xsd:pattern value="(CA)-\d{2}-\d{9}\p{Lu}{2}\d{4}-(SL)-\d{9}"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:complexType name="P18SlipDocSpecType">
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<xsd:all>
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<xsd:element name="DocumentTypeCode" type="P18SlipCodeType"/>
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<xsd:element name="DocumentReferenceIdentifier" type="P18SlipDocRefIdType"/>
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<xsd:element name="CorrectedDocumentReferenceIdentifier" type="P18SlipDocRefIdType" minOccurs="0"/>
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</xsd:all>
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</xsd:complexType>
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<xsd:simpleType name="P18SlipCodeType">
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<xsd:restriction base="sdt:CodeType">
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<xsd:enumeration value="A"/>
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<xsd:enumeration value="M"/>
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<xsd:enumeration value="O"/>
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<xsd:enumeration value="C"/>
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<xsd:enumeration value="F"/>
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<xsd:enumeration value="a"/>
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<xsd:enumeration value="m"/>
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<xsd:enumeration value="o"/>
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<xsd:enumeration value="c"/>
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<xsd:enumeration value="f"/>
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<xsd:whiteSpace value="collapse"/>
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</xsd:restriction>
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</xsd:simpleType>
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<!-- Is special char e.g. /# allowed? -->
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<xsd:simpleType name="P18ClientAccountNumberType">
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<xsd:restriction base="sdt:CodeType">
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<xsd:minLength value="1"/>
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<xsd:maxLength value="30"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:complexType name="P18AccountHolderType">
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<xsd:sequence>
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<xsd:element name="AccountHolderTypeCode" type="OneThreeCodeType"/>
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<xsd:group ref="P18AccountHolderGroup"/>
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<xsd:element name="AccountHolderAddress" type="RequiredCityCountryAddressType"/>
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</xsd:sequence>
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</xsd:complexType>
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<xsd:group name="P18AccountHolderGroup">
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<xsd:choice>
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<xsd:element ref="IndividualAccountHolder"/>
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<xsd:element ref="OrganizationAccountHolder"/>
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</xsd:choice>
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</xsd:group>
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<xsd:element name="IndividualAccountHolder" type="P18IndAHType"/>
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<xsd:element name="OrganizationAccountHolder" type="P18OrgAHType"/>
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<xsd:simpleType name="OneThreeCodeType">
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<xsd:annotation>
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<xsd:documentation>1-individual account holder; 3-organization account holder.</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:CodeType">
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<xsd:pattern value="1|3"/>
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</xsd:restriction>
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</xsd:simpleType>
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<!-- Individual account holder -->
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<xsd:complexType name="P18IndAHType">
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<xsd:sequence>
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<xsd:element ref="ResidenceCountryCode" minOccurs="0" maxOccurs="5"/>
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<xsd:element name="IndividualTIN" type="TINType"/>
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<xsd:element ref="TINIssueCountryCode" minOccurs="0"/>
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<xsd:element ref="IndividualIdentificationNumber" minOccurs="0"/>
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<xsd:element name="AccountHolderName" type="IndividualNameIIType"/>
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<xsd:element ref="AccountHolderBirthInformation" minOccurs="0"/>
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</xsd:sequence>
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</xsd:complexType>
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<xsd:complexType name="IndividualNameIIType">
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<xsd:sequence>
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<xsd:element ref="FirstName"/>
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<xsd:element ref="MiddleName" minOccurs="0"/>
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<xsd:element ref="LastName"/>
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</xsd:sequence>
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</xsd:complexType>
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<xsd:complexType name="AccountPaymentAmountType">
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<xsd:sequence>
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<xsd:element name="DividendsAmount" type="Decimal13AmountType" minOccurs="0"/>
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<xsd:element name="InterestAmount" type="Decimal13AmountType" minOccurs="0"/>
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<xsd:element name="GrossProceedsRedemptionsAmount" type="Decimal13AmountType" minOccurs="0"/>
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<xsd:element name="OtherAmount" type="Decimal13AmountType" minOccurs="0"/>
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</xsd:sequence>
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</xsd:complexType>
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<!-- Organization account holder -->
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<xsd:complexType name="P18OrgAHType">
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<xsd:sequence>
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<xsd:element ref="ResidenceCountryCode" minOccurs="0" maxOccurs="5"/>
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<xsd:element name="OrganizationTIN" type="P18OrgTINType"/>
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<xsd:element ref="TINIssueCountryCode" minOccurs="0"/>
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<xsd:element name="BusinessNumber" type="BNTrustTypes" minOccurs="0"/>
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<xsd:element name="AccountHolderName" type="TwoLinedLength35NameType"/>
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<xsd:element name="OrganizationAccountHolderTypeCode" type="P18OrgAHCodeType"/>
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<xsd:element name="ControllingPerson" type="P18CPType" minOccurs="0" maxOccurs="16"/>
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</xsd:sequence>
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</xsd:complexType>
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<xsd:simpleType name="P18OrgAHCodeType">
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<xsd:annotation>
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<xsd:documentation>
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- F101 for owner-documented FI with specified US owner(s). If selected, you must complete the information in the ControllingPerson tags.
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- F102 for passive non-financial entity with substantial US owner(s). If selected, you must
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complete the information in the ControllingPerson tags.
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- F103 for non-participating FFI.
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- F104 for specified US person.
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</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:CodeType">
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<xsd:length value="4"/>
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<xsd:enumeration value="F101"/>
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<xsd:enumeration value="F102"/>
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<xsd:enumeration value="F103"/>
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<xsd:enumeration value="F104"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:simpleType name="P18OrgTINType">
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<xsd:restriction base="sdt:CodeType">
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<xsd:minLength value="9"/>
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<xsd:maxLength value="19"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:simpleType name="TINType">
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<xsd:union memberTypes="ccms:SINType USTempTINType"/>
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</xsd:simpleType>
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<xsd:simpleType name="USTempTINType">
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<xsd:restriction base="xsd:string">
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<xsd:minLength value="9"/>
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<xsd:maxLength value="9"/>
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<xsd:enumeration value="AAAAAAAAA"/>
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</xsd:restriction>
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</xsd:simpleType>
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<!-- Controlling Person -->
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<xsd:complexType name="P18CPType">
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<xsd:sequence>
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<xsd:element ref="ResidenceCountryCode" minOccurs="0" maxOccurs="5"/>
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<xsd:element name="IndividualTIN" type="TINType"/>
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<xsd:element ref="TINIssueCountryCode" minOccurs="0"/>
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<xsd:element ref="IndividualIdentificationNumber" minOccurs="0"/>
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<xsd:element name="ControllingPersonName" type="IndividualNameIIType"/>
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<xsd:element name="ControllingPersonAddress" type="RequiredCityCountryAddressType"/>
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<xsd:element name="ControllingPersonBirthInformation" type="BirthInformationType" minOccurs="0"/>
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</xsd:sequence>
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</xsd:complexType>
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<!-- P18 Summary -->
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<xsd:complexType name="PartXVIIISummaryType">
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<xsd:all>
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<xsd:element ref="FilerAccountNumber"/>
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<xsd:element name="SummaryReportTypeCode" type="P18SummaryCodeType"/>
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<xsd:element name="RecipientCountryCode" type="Length2CountryCodeType"/>
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<xsd:element name="PartXVIIITypeCode" type="P18TypeCodeType"/>
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<xsd:element ref="TaxationYear"/>
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<xsd:element ref="TotalSlipCount"/>
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<xsd:element name="FilerContact" type="ContactType4"/>
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<xsd:element name="ReportingFinancialInstitution" type="P18ReportingFIType"/>
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<xsd:element name="FinancialInstitutionSponsor" type="P18FISponsorType" minOccurs="0"/>
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<xsd:element name="TotalAccountBalanceAmount" type="Decimal15AmountType"/>
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<xsd:element name="TotalAccountPaymentAmount" type="P18TotalAcctPaymentAmtType" minOccurs="0"/>
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</xsd:all>
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</xsd:complexType>
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<xsd:simpleType name="P18FIDocCodeType">
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<xsd:restriction base="sdt:CodeType">
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<xsd:length value="1"/>
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<xsd:enumeration value="O"/>
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<xsd:enumeration value="A"/>
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<xsd:enumeration value="C"/>
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<xsd:enumeration value="F"/>
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<xsd:enumeration value="M"/>
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<xsd:enumeration value="o"/>
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<xsd:enumeration value="a"/>
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<xsd:enumeration value="c"/>
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<xsd:enumeration value="f"/>
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<xsd:enumeration value="m"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:simpleType name="P18SummaryCodeType">
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<xsd:restriction base="sdt:CodeType">
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<xsd:length value="1"/>
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<xsd:enumeration value="A"/>
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<xsd:enumeration value="M"/>
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<xsd:enumeration value="O"/>
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<xsd:enumeration value="F"/>
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<xsd:enumeration value="a"/>
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<xsd:enumeration value="m"/>
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<xsd:enumeration value="o"/>
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<xsd:enumeration value="f"/>
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<xsd:whiteSpace value="collapse"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:simpleType name="P18TypeCodeType">
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<xsd:annotation>
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<xsd:documentation>Enter F for FATCA reporting</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:CodeType">
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<xsd:pattern value="(F|f)"/>
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</xsd:restriction>
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</xsd:simpleType>
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<!-- Reporting FI -->
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<xsd:complexType name="P18ReportingFIType">
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<xsd:all>
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<xsd:element name="DocumentSpecification" type="P18FIDocSpecType"/>
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<xsd:element name="FilerCategory" type="FilerCategoryFIType" minOccurs="0"/>
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<xsd:element ref="ResidenceCountryCode" minOccurs="0"/>
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<xsd:element ref="GlobalIntermediaryIdentificationNumber"/>
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<xsd:element name="ReportingFinancialInstitutionName" type="TwoLinedLength35NameType"/>
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<xsd:element name="ReportingFinancialInstitutionAddress" type="RequiredCityCountryAddressType"/>
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</xsd:all>
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</xsd:complexType>
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<xsd:element name="GlobalIntermediaryIdentificationNumber" type="GIINType"/>
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<xsd:complexType name="P18FIDocSpecType">
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<xsd:all>
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<xsd:element name="DocumentTypeCode" type="P18FIDocCodeType"/>
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<xsd:element name="DocumentReferenceIdentifier" type="P18FIDocRefIdType"/>
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<xsd:element name="CorrectedDocumentReferenceIdentifier" type="P18FIDocRefIdType" minOccurs="0"/>
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</xsd:all>
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</xsd:complexType>
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<xsd:simpleType name="P18FIDocRefIdType">
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<xsd:annotation>
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<xsd:documentation>Format: CA-YY-BN15-FI-SEQ#, e.g. CA-16-123456789RZ0001-FI-123456789</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:NumberType">
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<xsd:pattern value="(CA)-\d{2}-\d{9}\p{Lu}{2}\d{4}-(FI)-\d{9}"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:simpleType name="GIINType">
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<xsd:annotation>
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<xsd:documentation>GIIN should be entered with periods as was issued by the IRS. Example: 98Q96B.00000.FI.124</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:NumberType">
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<xsd:pattern value="[A-Z0-9]{6}.[A-Z0-9]{5}.\p{Lu}{2}.\d{3}"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:simpleType name="FilerCategoryFIType">
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<xsd:annotation>
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<xsd:documentation>
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- F601 for foreign financial institution (FFI)
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- F602 for Registered Deemed-Compliant (RDC) FFI
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- F605 for Qualified Intermediary (QI), Withholding Foreign Partnership (WP), or Withholding Foreign Trust (WT) with an Agreement with the U.S.
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- F610 for Withholding Agent under the U.S. Internal Revenue Code
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</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:CodeType">
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<xsd:length value="4"/>
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<xsd:enumeration value="F601"/>
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<xsd:enumeration value="F602"/>
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<xsd:enumeration value="F605"/>
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<xsd:enumeration value="F610"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:complexType name="P18FISponsorType">
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<xsd:all>
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<xsd:element name="DocumentSpecification" type="P18SponsorDocSpecType"/>
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<xsd:element name="FilerCategory" type="FilerCategorySponsorType"/>
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<xsd:element ref="ResidenceCountryCode" minOccurs="0"/>
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<xsd:element ref="GlobalIntermediaryIdentificationNumber"/>
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<xsd:element name="SponsorName" type="TwoLinedLength35NameType"/>
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<xsd:element name="SponsorAddress" type="RequiredCityCountryAddressType"/>
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</xsd:all>
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</xsd:complexType>
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<xsd:complexType name="P18SponsorDocSpecType">
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<xsd:all>
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<xsd:element name="DocumentTypeCode" type="P18SlipCodeType"/>
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<xsd:element name="DocumentReferenceIdentifier" type="P18SponsorDocRefIdType"/>
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<xsd:element name="CorrectedDocumentReferenceIdentifier" type="P18SponsorDocRefIdType" minOccurs="0"/>
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</xsd:all>
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</xsd:complexType>
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<xsd:simpleType name="P18SponsorDocRefIdType">
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<xsd:annotation>
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<xsd:documentation>Format: CA-YY-BN15-SP-SEQ#, e.g. CA-16-123456789RZ0001-SP-123456789</xsd:documentation>
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</xsd:annotation>
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<xsd:restriction base="sdt:NumberType">
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<xsd:pattern value="(CA)-\d{2}-\d{9}\p{Lu}{2}\d{4}-(SP)-\d{9}"/>
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</xsd:restriction>
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</xsd:simpleType>
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<xsd:simpleType name="FilerCategorySponsorType">
|
||
|
|
<xsd:annotation>
|
||
|
|
<xsd:documentation>
|
||
|
|
- F607 for Sponsoring Entity of a Sponsored foreign financial institution (FFI)
|
||
|
|
</xsd:documentation>
|
||
|
|
</xsd:annotation>
|
||
|
|
<xsd:restriction base="sdt:CodeType">
|
||
|
|
<xsd:length value="4"/>
|
||
|
|
<xsd:enumeration value="F607"/>
|
||
|
|
</xsd:restriction>
|
||
|
|
</xsd:simpleType>
|
||
|
|
<xsd:complexType name="P18TotalAcctPaymentAmtType">
|
||
|
|
<xsd:sequence>
|
||
|
|
<xsd:element name="TotalDividendsAmount" type="Decimal15AmountType" minOccurs="0"/>
|
||
|
|
<xsd:element name="TotalInterestAmount" type="Decimal15AmountType" minOccurs="0"/>
|
||
|
|
<xsd:element name="TotalGrossProceedsRedemptionsAmount" type="Decimal15AmountType" minOccurs="0"/>
|
||
|
|
<xsd:element name="TotalOtherAmount" type="Decimal15AmountType" minOccurs="0"/>
|
||
|
|
</xsd:sequence>
|
||
|
|
</xsd:complexType>
|
||
|
|
</xsd:schema>
|